| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | 就證券提供意見 | 2025-10-22 | - |
| RO | 證券交易 | 2025-10-22 | - | |
| Rep | 就證券提供意見 | 2021-07-05 | 2025-10-22 | |
| Rep | 證券交易 | 2021-07-05 | 2025-10-22 | |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2009-06-19 | 2009-08-26 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2009-05-08 | 2009-08-26 |
| Citigroup Global Markets Asia Limited | Rep | 就證券提供意見 | 2008-01-25 | 2008-11-19 |
| Rep | 證券交易 | 2008-01-25 | 2008-11-19 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2004-03-09 | 2005-03-15 |
已採集記錄中暫無金管局登記。