| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HFS ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2007-07-23 | 2009-03-16 |
| Rep | 就證券提供意見 | 2007-06-12 | 2009-03-16 | |
| AXA Financial Planning (Hong Kong) Limited | RO | 就證券提供意見 | 2006-06-28 | 2007-02-13 |
| Rep | 就證券提供意見 | 2005-05-26 | 2006-06-28 | |
| Sun Life Financial Asia Services Limited | RO | 就證券提供意見 | 2004-04-01 | 2005-04-19 |