| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就證券提供意見 | 2025-03-07 | - |
| Rep | 證券交易 | 2022-05-11 | - | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2022-05-11 | - |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2013-06-06 | 2015-09-26 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2013-06-06 | 2015-09-26 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2004-02-12 | 2009-05-28 |
| Rep | 就證券提供意見 | 2004-02-12 | 2009-05-28 |
已採集記錄中暫無金管局登記。