| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2025-03-10 | 2025-03-14 |
| Rep | 證券交易 | 2025-03-10 | 2025-03-14 | |
| Rep | 期貨合約交易 | 2024-05-24 | 2024-05-31 | |
| Rep | 證券交易 | 2024-05-24 | 2024-05-31 | |
| Rep | 期貨合約交易 | 2023-09-11 | 2023-09-13 | |
| Rep | 證券交易 | 2023-09-11 | 2023-09-13 | |
| Rep | 期貨合約交易 | 2023-08-15 | 2023-08-25 | |
| Rep | 證券交易 | 2023-08-15 | 2023-08-25 | |
| Rep | 期貨合約交易 | 2023-06-16 | 2023-06-23 | |
| Rep | 證券交易 | 2023-06-16 | 2023-06-23 | |
| Rep | 期貨合約交易 | 2023-03-24 | 2023-03-31 | |
| Rep | 證券交易 | 2023-03-24 | 2023-03-31 | |
| Rep | 期貨合約交易 | 2004-03-01 | 2007-04-14 | |
| Rep | 證券交易 | 2004-03-01 | 2007-04-14 |