| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KuCoin HK Limited | Rep | 證券交易 | 2014-07-22 | 2017-10-03 |
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2014-01-14 | 2014-07-11 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2014-01-14 | 2014-07-11 |
| AIR GEO SERVICES LIMITED | RO | 就證券提供意見 | 2011-01-11 | 2012-07-31 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2009-11-26 | 2010-01-06 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2009-11-26 | 2010-01-06 |
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2006-11-21 | 2009-11-21 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2006-09-15 | 2009-11-21 |
| ONE CHINA SECURITIES LIMITED | Rep | 證券交易 | 2004-03-12 | 2006-09-13 |