| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2010-02-19 | 2010-05-08 |
| Rep | 就機構融資提供意見 | 2008-10-10 | 2010-05-08 | |
| Rep | 證券交易 | 2008-10-10 | 2010-05-08 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就機構融資提供意見 | 2005-04-15 | 2008-09-29 |
| Rep | 證券交易 | 2005-04-15 | 2008-09-29 | |
| LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2005-04-15 | 2008-09-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2004-03-30 | 2005-03-09 |