| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 槓桿式外匯交易 | 2005-10-12 | 2006-04-18 |
| Rep | 槓桿式外匯交易 | 2004-04-14 | 2004-12-12 | |
| Rep | 期貨合約交易 | 2004-04-14 | 2006-04-18 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2004-04-14 | 2006-04-18 |
| Rep | 證券交易 | 2004-04-14 | 2006-04-18 |