| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2006-08-24 | 2008-06-28 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2006-08-18 | 2008-06-28 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | 證券交易 | 2006-08-18 | 2008-06-28 |
| MACQUARIE EQUITIES (ASIA) LIMITED | Rep | 證券交易 | 2005-09-27 | 2006-07-18 |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | 證券交易 | 2004-04-07 | 2005-08-20 |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | 證券交易 | 2004-04-07 | 2005-08-20 |