| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2006-01-16 | 2010-02-13 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2006-01-16 | 2010-02-13 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2004-04-28 | 2005-08-29 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2004-04-28 | 2005-08-29 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2004-04-28 | 2005-08-29 |