| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SJS Markets Limited | Rep | 證券交易 | 2010-07-20 | 2010-10-29 |
| Superfund Financial (Hong Kong) Limited | Rep | 就證券提供意見 | 2009-09-14 | 2010-04-13 |
| Rep | 證券交易 | 2009-09-14 | 2010-04-13 | |
| NATIXIS ASIA LIMITED | Rep | 就證券提供意見 | 2006-03-17 | 2007-05-09 |
| Rep | 證券交易 | 2006-03-17 | 2007-05-09 | |
| JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | 證券交易 | 2004-04-30 | 2006-03-07 |