| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GLOBAL MASTERMIND FUTURES LIMITED | Rep | 期貨合約交易 | 2018-06-04 | 2020-10-14 |
| GLOBAL MASTERMIND SECURITIES LIMITED | Rep | 證券交易 | 2017-08-14 | - |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2004-04-27 | 2004-06-29 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2004-04-27 | 2004-06-29 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2004-04-27 | 2004-06-29 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2004-04-27 | 2004-06-29 |