| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ALPHA WEALTH MANAGEMENT LIMITED (HK) | RO | 就證券提供意見 | 2020-01-22 | - |
| RO | 提供資產管理 | 2020-01-22 | - | |
| PIXIU ASSET MANAGEMENT LIMITED (TRADING AS APX FORTUNA) | RO | 就證券提供意見 | 2017-06-28 | 2019-12-10 |
| RO | 提供資產管理 | 2017-06-28 | 2019-12-10 | |
| ALPHA WEALTH MANAGEMENT LIMITED (HK) | RO | 提供資產管理 | 2008-04-08 | 2016-10-03 |
| RO | 就證券提供意見 | 2007-05-08 | 2016-10-03 | |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 提供資產管理 | 2005-10-25 | 2007-04-19 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2004-12-17 | 2007-04-19 |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 就證券提供意見 | 2004-07-05 | 2007-04-19 |
已採集記錄中暫無金管局登記。