| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2005-11-22 | 2007-05-23 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2005-10-26 | 2007-05-23 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2005-02-15 | 2005-10-03 |
| SHUN LOONG FOREX COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2004-06-28 | 2005-02-01 |