| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | RO | 就證券提供意見 | 2006-06-19 | 2007-09-01 |
| Rep | 就證券提供意見 | 2006-05-08 | 2006-06-19 | |
| Rep | 就機構融資提供意見 | 2006-05-08 | 2007-09-01 | |
| LEHMAN BROTHERS ASIA LIMITED | RO | 就證券提供意見 | 2005-01-10 | 2006-04-11 |
| Rep | 就機構融資提供意見 | 2004-05-14 | 2006-04-11 | |
| Rep | 證券交易 | 2004-05-14 | 2006-04-11 | |
| LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2004-05-14 | 2006-04-11 |