| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2007-10-31 | 2007-11-20 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2007-09-25 | 2007-11-20 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2007-09-25 | 2007-11-20 |
| BEAR STEARNS ASIA LIMITED | Rep | 期貨合約交易 | 2006-11-27 | 2007-09-14 |
| Rep | 證券交易 | 2006-08-28 | 2007-09-14 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2004-07-08 | 2006-08-04 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2004-05-24 | 2005-01-08 |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2004-05-24 | 2006-08-04 |