| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCHK Asset Management Limited | Rep | 就證券提供意見 | 2022-08-16 | - |
| Rep | 提供資產管理 | 2022-08-16 | - | |
| Rep | 證券交易 | 2022-08-16 | - | |
| FITCH (HONG KONG) LIMITED | Rep | 提供信貸評級服務 | 2017-08-08 | 2021-09-09 |
| Moody's Investors Service Hong Kong Limited | Rep | 提供信貸評級服務 | 2011-06-01 | 2013-09-24 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2005-06-14 | 2005-07-27 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2004-08-06 | 2005-07-27 |