| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| OPEN ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2009-07-06 | 2009-08-12 |
| Open Securities Limited | Rep | 就證券提供意見 | 2009-07-06 | 2009-08-12 |
| Rep | 證券交易 | 2009-07-06 | 2009-08-12 | |
| OPEN ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2009-03-02 | 2009-07-06 |
| Open Securities Limited | RO | 就證券提供意見 | 2008-06-16 | 2009-07-06 |
| RO | 證券交易 | 2008-06-16 | 2009-07-06 | |
| Yuanta Securities (Hong Kong) Company Limited | RO | 就證券提供意見 | 2004-07-02 | 2005-11-15 |
| RO | 證券交易 | 2004-07-02 | 2005-11-15 |