| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MAGIC COMPASS SECURITIES LIMITED | Rep | 證券交易 | 2020-06-30 | 2020-12-07 |
| Fortune Max International Asset Management Limited | RO | 證券交易 | 2017-02-24 | 2018-08-02 |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | RO | 證券交易 | 2014-10-22 | 2015-09-25 |
| Rep | 證券交易 | 2014-06-23 | 2014-10-22 | |
| ATHENA WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2012-05-17 | 2012-10-03 |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2007-10-27 | 2011-02-24 |
| Rep | 就證券提供意見 | 2004-06-15 | 2010-06-02 |