| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2005-07-29 | 2008-11-29 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2005-07-29 | 2008-11-29 |
| REXCAPITAL FUTURES LIMITED | Rep | 期貨合約交易 | 2004-06-18 | 2005-07-29 |
| WINGS SECURITIES (HK) LIMITED | Rep | 證券交易 | 2004-06-18 | 2005-07-29 |