| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Nomura Asia Investment (Hong Kong) Limited | RO | 期貨合約交易 | 2005-02-02 | 2009-04-10 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | 期貨合約交易 | 2005-02-02 | 2009-04-10 |
| RO | 證券交易 | 2005-02-02 | 2009-04-10 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | RO | 證券交易 | 2005-02-02 | 2009-04-10 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2004-07-05 | 2005-02-02 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2004-07-05 | 2005-02-02 |
| Rep | 證券交易 | 2004-07-05 | 2005-02-02 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2004-07-05 | 2005-02-02 |