| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2016-08-08 | 2026-05-22 |
| Rakuten Securities Hong Kong Limited | Rep | 槓桿式外匯交易 | 2006-05-12 | 2007-08-01 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2004-07-28 | 2006-01-05 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2004-07-28 | 2006-01-05 |