| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TENGARD FUND MANAGEMENT LIMITED | Rep | 提供資產管理 | 2012-05-17 | 2021-10-01 |
| Rep | 證券交易 | 2012-05-17 | 2021-10-01 | |
| BMI FUNDS MANAGEMENT LIMITED | Rep | 證券交易 | 2010-10-21 | 2011-08-17 |
| Rep | 就證券提供意見 | 2009-05-11 | 2011-08-17 | |
| Rep | 提供資產管理 | 2009-05-11 | 2011-08-17 | |
| KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | 提供資產管理 | 2005-07-11 | 2009-03-31 |
| Rep | 就證券提供意見 | 2005-06-08 | 2009-03-31 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2004-07-08 | 2005-05-10 |