| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Avenue Asset Management Limited (HK) | Rep | 就證券提供意見 | 2017-06-05 | 2022-06-05 |
| Rep | 提供資產管理 | 2017-06-05 | 2022-06-05 | |
| Avenue Family Office Limited | Rep | 就證券提供意見 | 2017-06-05 | - |
| Rep | 提供資產管理 | 2017-06-05 | - | |
| Rep | 證券交易 | 2017-06-05 | - | |
| Ethivo Asset Management (HK) Limited | Rep | 就證券提供意見 | 2016-04-19 | 2017-06-01 |
| Rep | 提供資產管理 | 2016-04-19 | 2017-06-01 | |
| Rep | 證券交易 | 2016-04-19 | 2017-06-01 | |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2004-07-30 | 2009-04-22 |