| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 證券交易 | 2008-08-29 | 2009-08-19 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2008-05-27 | 2008-08-20 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 證券交易 | 2007-03-22 | 2008-05-16 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 證券交易 | 2004-11-03 | 2007-02-23 |
| Rep | 就證券提供意見 | 2004-11-01 | 2007-02-23 | |
| HSBC SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2004-07-27 | 2004-10-18 |