| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | 2006-07-03 | 2008-09-12 |
| Rep | 證券交易 | 2006-07-03 | 2008-09-12 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2004-07-30 | 2006-06-01 |
| Rep | 證券交易 | 2004-07-30 | 2006-06-01 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2004-07-30 | 2006-06-01 |