| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CBH Asia Limited | RO | 就期貨合約提供意見 | 2025-09-12 | - |
| RO | 就證券提供意見 | 2025-09-12 | - | |
| RO | 期貨合約交易 | 2025-09-12 | - | |
| RO | 證券交易 | 2025-09-12 | - | |
| Rep | 提供資產管理 | 2025-04-15 | - | |
| Rep | 就期貨合約提供意見 | 2025-04-15 | 2025-09-12 | |
| Rep | 就證券提供意見 | 2025-04-15 | 2025-09-12 | |
| Rep | 期貨合約交易 | 2025-04-15 | 2025-09-12 | |
| Rep | 證券交易 | 2025-04-15 | 2025-09-12 | |
| SARASIN RABO INVESTMENT MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2008-06-12 | 2011-01-31 |
| Rep | 證券交易 | 2008-06-12 | 2011-01-31 | |
| CHARLES SCHWAB, HONG KONG, LIMITED | Rep | 就期貨合約提供意見 | 2004-10-05 | 2005-07-02 |
| Rep | 就證券提供意見 | 2004-10-05 | 2005-07-02 | |
| Rep | 證券交易 | 2004-08-12 | 2005-07-02 |
已採集記錄中暫無金管局登記。