| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Funderstone Futures Limited | Rep | 期貨合約交易 | 2005-01-24 | 2008-08-15 |
| Funderstone Securities Limited | Rep | 證券交易 | 2005-01-24 | 2008-08-15 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2004-08-12 | 2004-12-29 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2004-08-12 | 2004-12-29 |