| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2009-05-11 | 2010-03-12 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2009-01-21 | 2010-03-12 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2008-12-19 | 2010-03-12 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2004-08-12 | 2004-10-18 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2004-08-12 | 2004-10-18 |