| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Eclipse Options (HK) Limited | Rep | 期貨合約交易 | 2009-03-04 | 2010-06-15 |
| Rep | 證券交易 | 2009-03-04 | 2010-06-15 | |
| IMC Asia Pacific Limited | Rep | 期貨合約交易 | 2007-05-16 | 2008-12-23 |
| Rep | 證券交易 | 2007-05-16 | 2008-12-23 | |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | 證券交易 | 2004-09-08 | 2005-01-05 |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | 證券交易 | 2004-09-08 | 2005-01-05 |