| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2022-03-04 | 2023-01-09 |
| Rep | 證券交易 | 2022-03-04 | 2023-01-09 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 證券交易 | 2017-02-06 | 2021-04-01 |
| NATIXIS ASIA LIMITED | Rep | 就證券提供意見 | 2014-01-06 | 2016-11-22 |
| Rep | 證券交易 | 2014-01-06 | 2016-11-22 | |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2012-02-17 | 2013-05-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 提供自動化交易服務 | 2010-07-13 | 2011-08-16 |
| Rep | 證券交易 | 2010-07-13 | 2011-08-16 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2004-09-23 | 2006-03-02 |
| Rep | 證券交易 | 2004-09-23 | 2007-07-17 |