| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KAM LUEN SECURITIES LIMITED | RO | 就證券提供意見 | 2022-04-11 | - |
| RO | 提供資產管理 | 2022-04-11 | - | |
| RO | 證券交易 | 2022-04-11 | - | |
| FOUNDER SECURITIES (HONG KONG) LIMITED | RO | 證券交易 | 2020-10-05 | 2021-02-28 |
| Founder Securities (Hong Kong) Capital Company Limited | Rep | 證券交易 | 2018-07-04 | 2019-12-30 |
| Rep | 就機構融資提供意見 | 2018-07-04 | 2021-02-28 | |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2017-06-07 | 2020-10-05 |