| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CENTRIUM FORT CAPITAL GROUP LIMITED | RO | 就證券提供意見 | 2024-11-19 | - |
| RO | 提供資產管理 | 2024-11-19 | - | |
| RO | 證券交易 | 2024-11-19 | - | |
| GLY CAPITAL MANAGEMENT LIMITED | RO | 就證券提供意見 | 2020-03-24 | 2024-09-02 |
| RO | 提供資產管理 | 2020-03-24 | 2024-09-02 | |
| RO | 證券交易 | 2020-03-24 | 2024-09-02 | |
| Rep | 就證券提供意見 | 2020-02-26 | 2020-03-24 | |
| Rep | 提供資產管理 | 2020-02-26 | 2020-03-24 | |
| SPDB International Investment Management Limited | Rep | 就證券提供意見 | 2016-07-25 | 2019-11-29 |
| Rep | 提供資產管理 | 2016-07-25 | 2019-11-29 | |
| CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2011-02-17 | 2011-07-30 |
| Rep | 提供資產管理 | 2008-02-15 | 2011-07-30 | |
| RBS Asia Corporate Finance Limited | Rep | 就機構融資提供意見 | 2006-09-13 | 2007-12-01 |
| Rep | 證券交易 | 2006-09-13 | 2007-12-01 | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2006-01-04 | 2006-08-15 |
| Rep | 證券交易 | 2006-01-04 | 2006-08-15 | |
| Rep | 就機構融資提供意見 | 2005-12-12 | 2006-08-15 | |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | 就機構融資提供意見 | 2004-10-04 | 2005-11-30 |
已採集記錄中暫無金管局登記。