| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BEAR STEARNS ASIA LIMITED | Rep | 期貨合約交易 | 2007-06-21 | 2008-05-30 |
| Rep | 證券交易 | 2007-05-14 | 2008-05-30 | |
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2005-09-22 | 2006-02-10 |
| MACQUARIE EQUITIES (ASIA) LIMITED | Rep | 證券交易 | 2005-07-20 | 2006-02-10 |
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2004-10-06 | 2005-07-20 |