| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| M&G Investments (Hong Kong) Limited | RO | 證券交易 | 2014-02-18 | 2019-01-07 |
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 證券交易 | 2012-04-11 | 2012-08-01 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | 就期貨合約提供意見 | 2004-11-09 | 2008-05-30 |
| Rep | 就證券提供意見 | 2004-11-09 | 2008-05-30 | |
| Rep | 提供資產管理 | 2004-11-09 | 2008-05-30 | |
| Rep | 證券交易 | 2004-11-09 | 2008-05-30 |