| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Emmanuel Investments Managers Company Limited | Rep | 就證券提供意見 | 2019-08-14 | 2020-03-16 |
| Rep | 提供資產管理 | 2019-08-14 | 2020-03-16 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2007-03-21 | 2009-06-02 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2007-03-21 | 2007-12-19 |
| DWS Investments Hong Kong Limited | Rep | 就證券提供意見 | 2004-11-17 | 2007-03-05 |
| Rep | 提供資產管理 | 2004-11-17 | 2007-03-05 |