| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MF Global Hong Kong Limited | Rep | 就期貨合約提供意見 | 2006-02-09 | 2007-01-03 |
| Rep | 期貨合約交易 | 2006-02-09 | 2007-01-03 | |
| MF Global Securities HK Limited | Rep | 就證券提供意見 | 2006-02-09 | 2007-01-03 |
| Rep | 證券交易 | 2006-02-09 | 2007-01-03 | |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | 就證券提供意見 | 2004-10-28 | 2005-05-10 |
| Rep | 提供資產管理 | 2004-10-28 | 2005-05-10 |