| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | 證券交易 | 2025-05-02 | - |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 證券交易 | 2016-06-01 | 2024-12-18 |
| T.F.S. Derivatives HK Limited | Rep | 證券交易 | 2015-04-09 | 2016-05-13 |
| ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 提供資產管理 | 2014-07-18 | 2015-04-01 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2014-01-20 | 2015-04-01 |
| FTN Financial Asia Limited | Rep | 證券交易 | 2013-04-22 | 2014-01-09 |
| NATIXIS ASIA LIMITED | Rep | 就證券提供意見 | 2004-11-01 | 2007-05-09 |
| Rep | 證券交易 | 2004-11-01 | 2007-05-09 |
已採集記錄中暫無金管局登記。