| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CF GLOBAL (HK) LIMITED | Rep | 期貨合約交易 | 2016-04-08 | 2019-11-15 |
| Rep | 證券交易 | 2014-05-19 | 2019-11-15 | |
| Yunfeng Financial Markets Limited | Rep | 證券交易 | 2012-04-27 | 2014-05-01 |
| CF GLOBAL (HK) LIMITED | Rep | 期貨合約交易 | 2007-10-09 | 2010-09-22 |
| Rep | 證券交易 | 2006-11-10 | 2010-09-22 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 證券交易 | 2005-04-14 | 2006-09-29 |
| BGC SECURITIES (HONG KONG) LLC | Rep | 證券交易 | 2004-10-28 | 2005-04-14 |