| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2015-01-02 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2015-01-02 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2007-05-04 | 2007-05-26 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2006-09-21 | 2007-05-26 |
| Rep | 槓桿式外匯交易 | 2005-09-27 | 2007-05-26 | |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2004-11-03 | 2005-05-03 |