| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BFAM Partners (Hong Kong) Limited | Rep | 提供資產管理 | 2018-02-01 | 2020-03-10 |
| NATIXIS ASIA LIMITED | Rep | 就期貨合約提供意見 | 2016-09-22 | 2017-11-03 |
| Rep | 就證券提供意見 | 2016-09-22 | 2017-11-03 | |
| Rep | 期貨合約交易 | 2016-06-07 | 2017-11-03 | |
| Rep | 證券交易 | 2016-06-07 | 2017-11-03 | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2004-11-03 | 2011-05-17 |
| Rep | 期貨合約交易 | 2004-11-03 | 2011-05-17 | |
| Rep | 證券交易 | 2004-11-03 | 2011-05-17 |