| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FWD Financial Planning Limited (HK) | Rep | 就證券提供意見 | 2021-06-08 | - |
| Rep | 證券交易 | 2021-06-08 | - | |
| Rep | 就證券提供意見 | 2012-01-06 | 2015-04-13 | |
| Rep | 證券交易 | 2012-01-06 | 2015-04-13 | |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 證券交易 | 2007-08-17 | 2009-02-05 |
| Rep | 就證券提供意見 | 2004-11-25 | 2009-02-05 |