| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2005-06-10 | 2006-10-03 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2005-06-10 | 2006-10-03 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2005-06-10 | 2006-10-03 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2004-11-17 | 2005-03-07 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2004-11-17 | 2005-03-07 |