| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2013-11-20 | 2014-06-28 |
| Rep | 證券交易 | 2013-11-20 | 2014-06-28 | |
| T.F.S. Derivatives HK Limited | Rep | 期貨合約交易 | 2013-09-05 | 2013-11-06 |
| Rep | 證券交易 | 2013-09-05 | 2013-11-06 | |
| BGC SECURITIES (HONG KONG) LLC | Rep | 證券交易 | 2008-11-28 | 2010-01-31 |
| MIRABAUD (ASIA) LIMITED | Rep | 證券交易 | 2006-03-27 | 2008-11-08 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2005-09-13 | 2006-03-18 |
| CHRISTFUND SECURITIES LIMITED | Rep | 證券交易 | 2005-01-06 | 2005-09-06 |