| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Anuenue Securities Limited | RO | 證券交易 | 2008-03-07 | 2010-04-16 |
| Rep | 證券交易 | 2007-06-22 | 2008-03-07 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2006-05-10 | 2007-03-31 |
| Rep | 證券交易 | 2006-05-10 | 2007-03-31 | |
| Rep | 期貨合約交易 | 2005-02-17 | 2005-06-02 | |
| Rep | 證券交易 | 2005-01-15 | 2005-06-02 |