| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2006-06-08 | 2008-12-16 |
| Rep | 就證券提供意見 | 2006-06-08 | 2008-12-16 | |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2004-12-23 | 2008-12-16 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2004-12-23 | 2008-12-16 |
| Rep | 證券交易 | 2004-12-23 | 2008-12-16 |