| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 證券交易 | 2021-03-23 | 2021-08-31 |
| CASH Wealth Management Limited | Rep | 就證券提供意見 | 2020-07-07 | 2020-08-04 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2020-07-07 | 2020-08-04 |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2010-05-31 | 2011-03-14 |
| Rep | 就證券提供意見 | 2005-01-21 | 2010-05-31 |