| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2009-06-02 | 2009-10-12 |
| iBest Consultants Limited | Rep | 證券交易 | 2009-06-02 | 2010-06-28 |
| Rep | 就證券提供意見 | 2009-03-13 | 2010-06-28 | |
| CASH Wealth Management Limited | Rep | 就證券提供意見 | 2005-01-28 | 2008-12-05 |