| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sprout Asset Management (Asia) Limited | RO | 就證券提供意見 | 2026-06-17 | - |
| RO | 提供資產管理 | 2026-06-17 | - | |
| RO | 證券交易 | 2026-06-17 | - | |
| CHINA WORLD INVESTMENTS LIMITED | RO | 提供資產管理 | 2025-08-29 | 2026-01-30 |
| NEW ASIA FERRELL ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2022-05-10 | 2025-07-21 |
| RO | 提供資產管理 | 2022-05-10 | 2025-07-21 | |
| Rep | 就證券提供意見 | 2022-04-14 | 2022-05-10 | |
| Rep | 提供資產管理 | 2022-04-14 | 2022-05-10 | |
| CS Wealth Asset Management Limited | RO | 就證券提供意見 | 2020-08-04 | 2022-03-17 |
| RO | 提供資產管理 | 2020-08-04 | 2022-03-17 | |
| Rep | 就證券提供意見 | 2017-08-21 | 2020-08-04 | |
| Rep | 提供資產管理 | 2017-08-21 | 2020-08-04 | |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2008-12-10 | 2008-12-10 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-12-10 | 2008-12-10 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-10-10 | 2008-12-10 |
| Rep | 證券交易 | 2008-10-10 | 2008-12-10 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期貨合約交易 | 2005-01-10 | 2008-09-29 |
| Rep | 證券交易 | 2005-01-10 | 2008-09-29 |
已採集記錄中暫無金管局登記。