| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited | Rep | 證券交易 | 2015-02-27 | 2015-06-08 |
| RO | 證券交易 | 2011-11-04 | 2015-02-27 | |
| Rep | 證券交易 | 2011-10-06 | 2011-11-04 | |
| Rep | 就機構融資提供意見 | 2011-10-06 | 2012-05-18 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | RO | 期貨合約交易 | 2008-07-22 | 2011-05-30 |
| RO | 證券交易 | 2008-07-22 | 2011-05-30 | |
| Rep | 期貨合約交易 | 2005-01-14 | 2008-07-22 | |
| Rep | 證券交易 | 2005-01-14 | 2008-07-22 |