| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2006-06-23 | 2008-11-21 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2006-06-23 | 2008-11-21 |
| Rep | 證券交易 | 2006-06-23 | 2008-11-21 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 證券交易 | 2005-01-18 | 2006-05-18 |